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Advisor at PEGASUS MANAGEMENT SERVICES L.L.C.
KING OF PRUSSIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEGASUS MANAGEMENT SERVICES L.L.C. | State registered | May 17, 2021 | n/a | yes | KING OF PRUSSIA, PA | Current employment |
| SOWELL MANAGEMENT | Independent wealth | Sep 2, 2020 | Jul 30, 2021 | no | King of Prussia, PA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Oct 11, 2017 | Sep 2, 2020 | no | BERWYN, PA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 14, 2013 | Oct 13, 2017 | no | MEDIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | PEGASUS MANAGEMENT SERVICES L.L.C. | Jul 30, 2021 | May 17, 2021 | -74 | Firm change after gap | RIA to state RIA |
| OSAIC FA, INC. | SOWELL MANAGEMENT | Sep 2, 2020 | Sep 2, 2020 | 0 | Firm change | Ibd to RIA |
| SECURIAN FINANCIAL SERVICES, INC. | OSAIC FA, INC. | Oct 13, 2017 | Oct 11, 2017 | -2 | Firm change | Other |