RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T• M•••••••••
- P•••••• M••••••••• S••••••• L••••• state registered currentsince May 17, 2021 · King Of Prussia, Pa
- S••••• M••••••••• independent RIASep 2, 2020 to Jul 30, 2021 · King Of Prussia, Pa
- O•••• F•• I••• formerOct 11, 2017 to Sep 2, 2020 · Berwyn, Pa
- S••••••• F•••••••• S•••••••• I••• formerJun 14, 2013 to Oct 13, 2017 · Media, Pa
- S••••• M••••••••• to P•••••• M••••••••• S••••••• L•••••left Jul 30, 2021, registered May 17, 2021 (-74 days) · RIA to a state-registered adviser
- O•••• F•• I••• to S••••• M•••••••••left Sep 2, 2020, registered Sep 2, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• F•••••••• S•••••••• I••• to O•••• F•• I•••left Oct 13, 2017, registered Oct 11, 2017 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address