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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

MARTY MICHAEL MARTINEZ

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Henderson, NV

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: May 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 23, 1999
First registration: May 19, 2000
Dual registered: yes, broker-dealer
Other names: MARTY MICHAEL MARTINEZ|MARTY MARTINEZ
IAPD individual key: 3091591

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 24, 2013	n/a	yes	Henderson, NV	Current employment
TRICOR ADVISORY SERVICES, LLC	Former SEC adviser	Apr 17, 2012	Jan 2, 2013	no	LAS VEGAS, NV	Previous registration
OSAIC FS, INC.	Former SEC adviser	Oct 25, 2010	Jan 25, 2011	no	LAS VEGAS, NV	Previous registration
OSAIC FS, INC.	Former SEC adviser	Aug 10, 2010	Aug 20, 2010	no	LAS VEGAS, NV	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 13, 2009	Jul 26, 2010	no	LAS VEGAS, NV	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jul 2, 2008	Jan 8, 2009	no	LAS VEGAS, NV\|PHOENIX, AZ	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 8, 2006	Jul 3, 2008	no	LAS VEGAS, NV	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 17, 2003	May 8, 2006	no	LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 5, 2002	Nov 14, 2003	no	LAS VEGAS, NV	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 19, 2000	Aug 5, 2002	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRICOR ADVISORY SERVICES, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Jan 2, 2013	May 24, 2013	142	Firm change	Other
OSAIC FS, INC.	TRICOR ADVISORY SERVICES, LLC	Jan 25, 2011	Apr 17, 2012	448	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	OSAIC FS, INC.	Jul 26, 2010	Aug 10, 2010	15	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MML INVESTORS SERVICES, LLC	Jan 8, 2009	Mar 13, 2009	64	Firm change	Other
MML INVESTORS SERVICES, LLC	NEW ENGLAND SECURITIES CORPORATION	Jul 3, 2008	Jul 2, 2008	-1	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MML INVESTORS SERVICES, LLC	May 8, 2006	May 8, 2006	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Nov 14, 2003	Oct 17, 2003	-28	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO INVESTMENTS, LLC	Aug 5, 2002	Aug 5, 2002	0	Firm change	Other

Relationships

Registered with (8)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
May 24, 2013 to presentfactForm ADV
→ TRICOR ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 17, 2012 to Jan 2, 2013factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Oct 25, 2010 to Jan 25, 2011factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Jul 26, 2010factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 2, 2008 to Jan 8, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 17, 2003 to May 8, 2006factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 5, 2002 to Nov 14, 2003factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 19, 2000 to Aug 5, 2002factForm ADV

Dated events

No dated event names this entity yet.