DFX Intelligence

R••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

R••• C•••••• M•••••••••

R••• C•••••• M•••••••••, LLC, CRD 298831

CARLSBAD, CA

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Search this name across graphsid dfx:ria:71adc72d-28c3-ec60-f36d-06115087250a

Data as of Mar 24, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2019 to Mar 24, 2020
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.3M••• Locked
Discretionary RAUM: $2.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• J••••• S••••	Member	C	yes	06/2015	Jan 2, 2019	Mar 24, 2020
G••••••• J••••• S••••	President	Na	yes	10/2019	Jan 2, 2019	Mar 24, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••• C•••••• P••••••• L••	n/a	Former SEC adviser	$14.7M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 24, 2020	$2.3M	$2.3M	9	2	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$2.3M	n/a	n/a	n/a	n/a	9	n/a	0	n/a

Relationships

Affiliated with (2)

→ S•••••• C•••••• P••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← S•••••• C•••••• P••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Owns (2)

← W••••••• J••••• C••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 2, 2019 to presentfactForm ADV
← S•• I••••••••• H•••••••Owner

Dated events

Occurred
Jan 8, 2020
Control person left
Edward Paul Kujalowicz (President) no longer on Schedule A of R••• C•••••• M••••••••• (listed 2019-06-19, absent 2020-01-08)
Form ADVobserved 7 days ago
Occurred
Jan 2, 2019
First Form ADV filing
R••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71adc72d-28c3-ec60-f36d-06115087250a
First observed: Jan 2, 2019
Last observed: Mar 24, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.