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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SUNRISE CAPITAL PARTNERS LLC

CRD 162070

CARLSBAD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a8d6e07-635a-9b7f-e488-f7f29ba4b31d

Data as of Mar 16, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2012 to Mar 16, 2020
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14.7MItem 5.F on the latest filing (2020-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14.7M
Private client RAUM: $3.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 24%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16
High net worth clients: 11
Custody, client assets: $8.8M
SEC number: 801-74456
CRD: 162070
Filings on the tape: 26
First filed: Feb 28, 2012
Latest filed: Mar 16, 2020
Organised: Limited Liability Company, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SUNRISE GLOBAL MASTER DIVERSIFIED FUND LTD	Other Private Fund	$130M	Mar 25, 2013	250	Feb 28, 2012	dropped	n/a
SUNRISE COMMODITIES SELECT PORTFOLIO - CURRENCY FUND LP	Other Private Fund	$5.5M	May 11, 2012	20	Feb 28, 2012	dropped	021-906745

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GERLACH, JASON, SCOTT	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	Na	yes	05/2008	Feb 28, 2012	Mar 16, 2020
GERLACH, JASON, SCOTT	Member	C	yes	05/2015	Feb 28, 2012	Mar 16, 2020
SLAUGHTER, RICHARD, CURTIS	Member	C	yes	05/2015	Feb 28, 2012	Mar 16, 2020
SLAUGHTER, RICHARD, CURTIS	CHIEF RESEARCH OFFICER, PORTFOLIO MANAGER	Na	yes	02/1995	Feb 28, 2012	Mar 16, 2020
SSG INVESTMENT HOLDINGS LLC	Owner	E	yes	05/2015	Jun 10, 2015	Mar 16, 2020
STANTON, CHRISTOPHER, ARTHUR	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	Na	yes	01/2012	Feb 28, 2012	Mar 16, 2020
STANTON, CHRISTOPHER, ARTHUR	Member	C	yes	05/2015	Feb 28, 2012	Mar 16, 2020
WINTERS, JAROD, CHARLES	CHIEF COMPLIANCE OFFICER	Na	yes	10/2015	Nov 3, 2015	Mar 16, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RYZZ CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$2.3M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 16, 2020	$14.7M	$14.7M	7	5	0	n/a	n/a
2018	Mar 27, 2019	$97.2M	$97.2M	7	5	0	n/a	n/a
2017	Mar 27, 2018	$79.7M	$79.7M	10	7	0	n/a	n/a
2016	Mar 31, 2017	$105M	$105M	10	7	n/a	n/a	n/a
2015	Mar 24, 2016	$109M	$109M	12	11	n/a	n/a	n/a
2014	Mar 31, 2015	$189M	$189M	11	11	n/a	n/a	n/a
2013	Mar 12, 2014	$28.5M	$28.5M	11	11	n/a	n/a	n/a
2012	Mar 25, 2013	$369M	$369M	18	9	n/a	1	$130M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$14.7M	$97.2M	-84.9%	$105M	-48.1%	7	7	0	0

Relationships

Affiliated with (2)

← RYZZ CAPITAL MANAGEMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ RYZZ CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← WINTERS, JAROD, CHARLESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 3, 2015 to presentfactForm ADV
← GERLACH, JASON, SCOTTOwnerMEMBER, ownership code C, individual
Feb 28, 2012 to presentfactForm ADV
← STANTON, CHRISTOPHER, ARTHUROwnerMEMBER, ownership code C, individual
Feb 28, 2012 to presentfactForm ADV
← SLAUGHTER, RICHARD, CURTISOwnerMEMBER, ownership code C, individual
Feb 28, 2012 to presentfactForm ADV
← SSG INVESTMENT HOLDINGS LLCOwnerOWNER, ownership code E, domestic entity
Jun 10, 2015 to presentfactForm ADV

Advises (2)

→ SUNRISE GLOBAL MASTER DIVERSIFIED FUND LTDPrivate fundOther Private Fund, IA, no longer reported
Feb 28, 2012 to Mar 25, 2013factForm ADV
→ SUNRISE COMMODITIES SELECT PORTFOLIO - CURRENCY FUND LPPrivate fundOther Private Fund, IA, no longer reported
Feb 28, 2012 to May 11, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a8d6e07-635a-9b7f-e488-f7f29ba4b31d
First observed: Feb 28, 2012
Last observed: Mar 16, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUNRISE CAPITAL PARTNERS LLC

CRD 162070

CARLSBAD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a8d6e07-635a-9b7f-e488-f7f29ba4b31d

Data as of Mar 16, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SUNRISE GLOBAL MASTER DIVERSIFIED FUND LTD

Other Private Fund

$130M

Mar 25, 2013

250

Feb 28, 2012

dropped

n/a

SUNRISE COMMODITIES SELECT PORTFOLIO - CURRENCY FUND LP

Other Private Fund

$5.5M

May 11, 2012

Feb 28, 2012

dropped

021-906745

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GERLACH, JASON, SCOTT

CHIEF EXECUTIVE OFFICER, MANAGING MEMBER

yes

05/2008

Feb 28, 2012

Mar 16, 2020

GERLACH, JASON, SCOTT

Member

yes

05/2015

Feb 28, 2012

Mar 16, 2020

SLAUGHTER, RICHARD, CURTIS

Member

yes

05/2015

Feb 28, 2012

Mar 16, 2020

SLAUGHTER, RICHARD, CURTIS

CHIEF RESEARCH OFFICER, PORTFOLIO MANAGER

yes

02/1995

Feb 28, 2012

Mar 16, 2020

SSG INVESTMENT HOLDINGS LLC

Owner

yes

05/2015

Jun 10, 2015

Mar 16, 2020

STANTON, CHRISTOPHER, ARTHUR

CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER

yes

01/2012

Feb 28, 2012

Mar 16, 2020

STANTON, CHRISTOPHER, ARTHUR

Member

yes

05/2015

Feb 28, 2012

Mar 16, 2020

WINTERS, JAROD, CHARLES

CHIEF COMPLIANCE OFFICER

yes

10/2015

Nov 3, 2015

Mar 16, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RYZZ CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$2.3M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 16, 2020

$14.7M

n/a

2018

Mar 27, 2019

$97.2M

n/a

2017

Mar 27, 2018

$79.7M

n/a

2016

Mar 31, 2017

$105M

n/a

2015

Mar 24, 2016

$109M

n/a

2014

Mar 31, 2015

$189M

n/a

2013

Mar 12, 2014

$28.5M

n/a

2012

Mar 25, 2013

$369M

n/a

$130M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$14.7M

$97.2M

-84.9%

$105M

-48.1%