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Advisor at WORLD INVESTMENT ADVISORS, LLC
Santa Ana, CA | LINCROFT, NJ | Corona, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | Other adviser | Jul 1, 2019 | n/a | yes | LINCROFT, NJ|Corona, CA|Santa Ana, CA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 26, 2017 | Dec 21, 2018 | no | HUNTINGTON BEACH, CA | Previous registration |
| CLEARVIEW 401(K) CONSULTANTS INC. | n/a | Jan 3, 2017 | Nov 29, 2020 | no | CORONA, CA|HUNTINGTON BEACH, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Nov 17, 2016 | Nov 2, 2017 | no | HUNTINGTON BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLEARVIEW 401(K) CONSULTANTS INC. | SECURITIES AMERICA ADVISORS, INC. | Nov 29, 2020 | Oct 26, 2017 | -1,130 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | WORLD INVESTMENT ADVISORS, LLC | Dec 21, 2018 | Jul 1, 2019 | 192 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CLEARVIEW 401(K) CONSULTANTS INC. | Nov 2, 2017 | Jan 3, 2017 | -303 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:160852:CA:2017-11-02 | Nov 2, 2017 | Jan 3, 2017 | HUNTINGTON BEACH, CA | Firm change after gap |