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Registered advisor
T•• M••••••• H••••••
Feed of 09/14/2026
At current firm
7 y
since Jul 1, 2019
In the industry
20 y
since Dec 27, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Jul 1, 2019 · Lincroft, Nj
- S••••••••• A•••••• A•••••••• I••• formerOct 26, 2017 to Dec 21, 2018 · Huntington Beach, Ca
- C•••••••• 4••••• C••••••••• I••• unclassifiedJan 3, 2017 to Nov 29, 2020 · Corona, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerNov 17, 2016 to Nov 2, 2017 · Huntington Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• 4••••• C••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 29, 2020, registered Oct 26, 2017 (-1130 days) · Other
- S••••••••• A•••••• A•••••••• I••• to W•••• I••••••••• A•••••••• L••left Dec 21, 2018, registered Jul 1, 2019 (192 days) · Affiliated broker-dealer or bank to another
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•••••••• 4••••• C••••••••• I•••left Nov 2, 2017, registered Jan 3, 2017 (-303 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address