This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TREK FINANCIAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 3, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Aug 3, 1995

First registration

Jun 4, 1997

Dual registered

no

IAPD individual key

2646200

Graph

RIA / Wealth Management

Canonical id

dfx:ria:71bae6f3-c659-239c-6427-8e7eda63a888

First observed

Jun 4, 1997

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.