DFX Intelligence

C••• M•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••• M•••••• L••••••

Advisor at I•• A••••••• S•••••••• I•••

DENVER, CO

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Search this name across graphsid dfx:ria:71bdee73-6fd2-b511-5714-0b9221d658d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• S•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• S•••••••• I•••	Mixed wealth	Jul 7, 2025	n/a	yes	DENVER, CO	Current employment
M•• S••••••••• L••	No RAUM reported	Jan 7, 2022	Jul 2, 2025	no	San Diego, CA\|San Diego, CA\|Denver, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• L••	I•• A••••••• S•••••••• I•••	Jul 2, 2025	Jul 7, 2025	5	Firm change	Other

Relationships

Registered with (2)

→ I•• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 7, 2025 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2022 to Jul 2, 2025factForm ADV

Dated events

Occurred
Jul 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71bdee73-6fd2-b511-5714-0b9221d658d7
First observed: Jul 25, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.