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Advisor at CAROLINA WEALTH MANAGEMENT, INC.
GREENVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAROLINA WEALTH MANAGEMENT, INC. | Independent wealth | Jan 10, 2020 | n/a | yes | GREENVILLE, NC | Current employment |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Jul 25, 2012 | Dec 31, 2019 | no | ROCKINGHAM, NC|ROCKINGHAM, NC|ALBEMARLE, NC|PINEHURST, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | CAROLINA WEALTH MANAGEMENT, INC. | Dec 31, 2019 | Jan 10, 2020 | 10 | Firm change | Other |