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Advisor at CETERA INVESTMENT ADVISERS LLC
LAFAYETTE, LA | MORGAN CITY, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | MORGAN CITY, LA|LAFAYETTE, LA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | LAFAYETTE, LA|Morgan City, LA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Jun 13, 2017 | Oct 25, 2019 | no | Lafayette, LA | Previous registration |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Oct 18, 2016 | May 10, 2017 | no | LAFAYETTE, LA|NEW ORLEANS, LA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jul 1, 2016 | Oct 3, 2016 | no | Baton Rouge, LA | Previous registration |
| ESSEX NATIONAL SECURITIES, INC. | Former SEC adviser | Aug 19, 2015 | Jul 1, 2016 | no | Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | 1ST GLOBAL ADVISORS INC | May 10, 2017 | Jun 13, 2017 | 34 | Firm change | Other |
| OSAIC INSTITUTIONS, INC. | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Oct 3, 2016 | Oct 18, 2016 | 15 | Firm change | Other |
| ESSEX NATIONAL SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | Jul 1, 2016 | Jul 1, 2016 | 0 | Bulk transfer | Other |