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Advisor at LPL FINANCIAL LLC
BOONSBORO, MD | HAGERSTOWN, MD | DAMASCUS, MD | FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | n/a | yes | FREDERICK, MD|FREDERICK, MD|BOONSBORO, MD|FREDERICK, MD|HAGERSTOWN, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|DAMASCUS, MD | Current employment |
| M&T SECURITIES, INC. | n/a | Jul 10, 2008 | Jun 9, 2021 | no | FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|HAGERSTOWN, MD|HAGERSTOWN, MD|WASHINGTON, DC|CLEAR SPRING, MD|CLEAR SPRING, MD|FREDERICK, MD|ANNAPOLIS, MD|Leesburg, VA|WILLIAMSPORT, MD|BOONSBORO, MD|HAGERSTOWN, MD|BALTIMORE, MD|HAGERSTOWN, MD|FREDERICK, MD|FREDERICK, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 10, 2006 | Jul 2, 2008 | no | GAITHERSBURG, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | M&T SECURITIES, INC. | Jul 2, 2008 | Jul 10, 2008 | 8 | Firm change | Other |