DFX Intelligence

J••••• A••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst26 years in industry

J••••• A••••• W••••

Advisor at S•••• W••••• M•••••••••

EMERYVILLE, CA

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Search this name across graphsid dfx:ria:71d99295-3991-705c-9c34-99c27475e30f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W••••• M•••••••••	Independent wealth	Jan 10, 2025	n/a	yes	EMERYVILLE, CA	Current employment
B•••••• W••••• M•••••••••	Independent wealth	Jan 15, 2015	May 16, 2025	no	OAKLAND, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• W••••• M•••••••••	S•••• W••••• M•••••••••	May 16, 2025	Jan 10, 2025	-126	Firm change after gap	RIA to new firm
L•• F•••••••• L••	B•••••• W••••• M•••••••••	Apr 29, 2013	Jan 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
105437:334084:CA:2025-05-16	May 16, 2025	Jan 10, 2025	OAKLAND, CA	Firm change after gap

Relationships

Registered with (3)

→ S•••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ B•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2015 to May 16, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2004 to Apr 29, 2013factForm ADV

Dated events

Occurred
May 16, 2025
Advisor changed firm
J••••• A••••• W•••• left B•••••• W••••• M••••••••• for S•••• W••••• M••••••••• (registered 2025-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71d99295-3991-705c-9c34-99c27475e30f
First observed: Feb 6, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.