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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SELBY WEALTH MANAGEMENT

SELBY WEALTH MANAGEMENT, LLC, CRD 334084

EMERYVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7ca67d9-7fcd-70ea-4237-ce6136c490c2

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2024 to Feb 27, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $545MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $545M
Private client RAUM: $477MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $182Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 480
Individual clients: 57
High net worth clients: 112
Custody, client assets: $225M
SEC number: 801-131659
CRD: 334084
Filings on the tape: 9
First filed: Nov 19, 2024
Latest filed: Feb 27, 2026
Organised: Limited Liability Company, CA
Website: selbywealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH ALBERT WELLS	Certified Financial Planner\|Chartered Financial Analyst	EMERYVILLE, CA	1	26	2	no
ROBERT JOHN WELLS	Chartered Financial Analyst	EMERYVILLE, CA	1	33	1	no
DANIEL KEITH BEATTY	n/a	EMERYVILLE, CA	1	43	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELLS, JOSEPH, ALBERT	PRINCIPAL, INVESTMENT STRATEGIST, CHIEF COMPLIANCE OFFICER	D	yes	11/2024	Nov 19, 2024	Dec 3, 2024
WELLS, ROBERT, JOHN	PRINCIPAL, INVESTMENT STRATEGIST	D	yes	11/2024	Nov 19, 2024	Dec 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JOHN W. BROOKER & CO., CPAS, PC	n/a	Independent wealth	$136M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$545M	$545M	4	3	0	n/a	n/a
2024	Apr 30, 2025	$0	$0	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$545M	$0	n/a	n/a	n/a	4	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BROOKER WEALTH MANAGEMENT	3	May 16, 2025	Mar 5, 2025	OAKLAND, CA	Team lift out	RIA to new firm	42.9%

Relationships

Affiliated with (1)

→ BROOKER WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← ROBERT JOHN WELLSAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← DANIEL KEITH BEATTYAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← JOSEPH ALBERT WELLSAdvisorregistration: current employment
Jan 10, 2025 to presentfactForm ADV

Moved with (1)

← BROOKER WEALTH MANAGEMENTRegistered adviser3 advisors, team lift out, same day
May 16, 2025 to Mar 5, 2025factForm ADV

Controls (2)

← WELLS, JOSEPH, ALBERTOwnerPRINCIPAL, INVESTMENT STRATEGIST, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 19, 2024 to Dec 3, 2024factForm ADV
← WELLS, ROBERT, JOHNOwnerPRINCIPAL, INVESTMENT STRATEGIST, ownership code D, individual
Nov 19, 2024 to Dec 3, 2024factForm ADV

Dated events

Occurred
May 16, 2025
Team lift-out
3 advisors left Brooker Wealth Management (Oakland, CA) for Selby Wealth Management on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Nov 19, 2024
First Form ADV filing
Selby Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7ca67d9-7fcd-70ea-4237-ce6136c490c2
First observed: Nov 19, 2024
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SELBY WEALTH MANAGEMENT

SELBY WEALTH MANAGEMENT, LLC, CRD 334084

EMERYVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7ca67d9-7fcd-70ea-4237-ce6136c490c2

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH ALBERT WELLS

Certified Financial Planner|Chartered Financial Analyst

EMERYVILLE, CA

ROBERT JOHN WELLS

Chartered Financial Analyst

EMERYVILLE, CA

DANIEL KEITH BEATTY

n/a

EMERYVILLE, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELLS, JOSEPH, ALBERT

PRINCIPAL, INVESTMENT STRATEGIST, CHIEF COMPLIANCE OFFICER

yes

11/2024

Nov 19, 2024

Dec 3, 2024

WELLS, ROBERT, JOHN

PRINCIPAL, INVESTMENT STRATEGIST

yes

11/2024

Nov 19, 2024

Dec 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JOHN W. BROOKER & CO., CPAS, PC

n/a

Independent wealth

$136M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$545M

n/a

2024

Apr 30, 2025

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$545M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BROOKER WEALTH MANAGEMENT

May 16, 2025

Mar 5, 2025

OAKLAND, CA

Team lift out

RIA to new firm

42.9%