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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Kimberly Hinton Loftin

Advisor at OSAIC INSTITUTIONS, INC.

Raleigh, NC

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Search this name across graphsid dfx:ria:71dc594f-51d5-fd47-3a83-fb61debac84a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 13, 2019
First registration: Jun 20, 2019
Dual registered: yes, broker-dealer
Other names: Kimberly Hinton Waldron|Kimberly Jo Hinton
IAPD individual key: 6939337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Apr 30, 2026	n/a	yes	Raleigh, NC	Current employment
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 15, 2023	May 1, 2026	no	Raleigh, NC\|Smithfield, NC\|MINNEAPOLIS, MN\|Raleigh, NC\|Knightdale, NC\|Knightdale, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Feb 4, 2022	Aug 21, 2023	no	COLUMBIA, SC\|RALEIGH, NC\|Clayton, NC\|Smithfield, NC	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 20, 2019	Jan 25, 2022	no	Raleigh, NC\|KNIGHTDALE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVENT INVESTMENT MANAGEMENT INC.	OSAIC INSTITUTIONS, INC.	May 1, 2026	Apr 30, 2026	-1	Firm change	Ibd to ibd
FIRST CITIZENS INVESTOR SERVICES, INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Aug 21, 2023	Sep 15, 2023	25	Firm change	Ibd to ibd
PRINCIPAL SECURITIES, INC.	FIRST CITIZENS INVESTOR SERVICES, INC.	Jan 25, 2022	Feb 4, 2022	10	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Sep 15, 2023 to May 1, 2026factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Feb 4, 2022 to Aug 21, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 20, 2019 to Jan 25, 2022factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
Kimberly Hinton Loftin left Thrivent Investment Management Inc. for Osaic Institutions, Inc. (registered 2026-04-30)
Form ADVobserved 5 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Kimberly Hinton Loftin left First Citizens Investor Services, Inc. for Thrivent Investment Management Inc. (registered 2023-09-15)
Form ADVobserved 5 days ago
Occurred
Jan 25, 2022
Advisor changed firm
Kimberly Hinton Loftin left Principal Securities, Inc. for First Citizens Investor Services, Inc. (registered 2022-02-04)
Form ADVobserved 5 days ago