DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kimberly Hinton Loftin
Feed of 09/14/2026
Also filed as Kimberly Hinton Waldron
At current firm
0 y
since Apr 30, 2026
In the industry
20 y
since Sep 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Apr 30, 2026 · Raleigh, Nc
- Thrivent Investment Management Inc. BD affiliatedSep 15, 2023 to May 1, 2026 · Raleigh, Nc
- First Citizens Investor Services, Inc. BD affiliatedFeb 4, 2022 to Aug 21, 2023 · Columbia, Sc
- Principal Securities, Inc. BD affiliatedJun 20, 2019 to Jan 25, 2022 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Thrivent Investment Management Inc. to Osaic Institutions, Inc.left May 1, 2026, registered Apr 30, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- First Citizens Investor Services, Inc. to Thrivent Investment Management Inc.left Aug 21, 2023, registered Sep 15, 2023 (25 days) · Affiliated broker-dealer or bank to another
- Principal Securities, Inc. to First Citizens Investor Services, Inc.left Jan 25, 2022, registered Feb 4, 2022 (10 days) · Affiliated broker-dealer or bank to another
Signals
- Kimberly Hinton Loftin left Thrivent Investment Management Inc. for Osaic Institutions, Inc. (registered 2026-04-30)May 1, 2026 · Advisor changed firm · fact
- Kimberly Hinton Loftin left First Citizens Investor Services, Inc. for Thrivent Investment Management Inc. (registered 2023-09-15)Aug 21, 2023 · Advisor changed firm · fact
- Kimberly Hinton Loftin left Principal Securities, Inc. for First Citizens Investor Services, Inc. (registered 2022-02-04)Jan 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address