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Advisor at OSAIC WEALTH, INC.
WASHINGTONVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | WASHINGTONVILLE, NY | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Nov 10, 2017 | Nov 3, 2023 | no | WASHINGTONVILLE, NY | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Sep 28, 2015 | Nov 10, 2017 | no | WASHINGTONVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| SII INVESTMENTS, INC. | FSC SECURITIES CORPORATION | Nov 10, 2017 | Nov 10, 2017 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:7461:NY:2017-11-10 | Nov 10, 2017 | Nov 10, 2017 | WASHINGTONVILLE, NY | Firm change |