DFX Intelligence

D•••• N••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner37 years in industry

D•••• N••••• W••••

Advisor at W•••• F•••••••• M••••••••• L••

ASHEVILLE, NC

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Search this name across graphsid dfx:ria:71f56e0f-a12b-91b5-842c-0f591839afc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 2, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••••••• M••••••••• L••	Independent wealth	Jul 14, 2011	n/a	yes	ASHEVILLE, NC	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 2, 1993	Jul 18, 2011	no	ASHEVILLE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• F•••••••• M••••••••• L••	Jul 18, 2011	Jul 14, 2011	-4	Firm change	Other

Relationships

Registered with (2)

→ W•••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Jul 14, 2011 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 2, 1993 to Jul 18, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71f56e0f-a12b-91b5-842c-0f591839afc0
First observed: Jun 2, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.