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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

James Ryan Chandler

Advisor at OSAIC WEALTH, INC.

SUMTER, SC

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Search this name across graphsid dfx:ria:71f6480f-d3d0-5f6d-d51e-ff6040dbc740

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 14, 2011
First registration: Nov 15, 2011
Dual registered: yes, broker-dealer
Other names: James R Chandler|JIM CHANDLER|J R CHANDLER|James R Chandler|JAMES RYAN CHANDLER
IAPD individual key: 5948315

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 21, 2025	n/a	yes	SUMTER, SC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 21, 2021	Feb 18, 2025	no	SUMTER, SC	Previous registration
EDWARD JONES	National bd RIA	Jun 16, 2017	Oct 22, 2021	no	SUMTER, SC\|SUMTER, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 21, 2015	Jun 20, 2017	no	CAMDEN, SC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 3, 2014	Jul 9, 2015	no	CHARLOTTE, NC\|SUMTER, SC	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Apr 18, 2013	Nov 25, 2014	no	SUMTER, SC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 15, 2011	Apr 17, 2013	no	SUMTER, SC\|COLUMBIA, SC\|COLUMBIA, SC\|SUMTER, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Feb 18, 2025	Feb 21, 2025	3	Firm change	Ibd to ibd
EDWARD JONES	LPL FINANCIAL LLC	Oct 22, 2021	Oct 21, 2021	-1	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jun 20, 2017	Jun 16, 2017	-4	Firm change	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 9, 2015	Aug 21, 2015	43	Firm change	Ibd to wirehouse
BB&T SECURITIES, LLC	EQUITABLE ADVISORS, LLC	Nov 25, 2014	Dec 3, 2014	8	Firm change	Other
EQUITABLE ADVISORS, LLC	BB&T SECURITIES, LLC	Apr 17, 2013	Apr 18, 2013	1	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Feb 21, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 21, 2021 to Feb 18, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 16, 2017 to Oct 22, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 21, 2015 to Jun 20, 2017factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 3, 2014 to Jul 9, 2015factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 18, 2013 to Nov 25, 2014factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
James Ryan Chandler left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2025-02-21)
Form ADVobserved 4 days ago