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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PHINEUS PARTNERS, L.P.

CRD 120230

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:71f86b51-7b40-bf4e-e7ce-58379c86d781

Data as of Dec 3, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Dec 3, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.8MItem 5.F on the latest filing (2015-12-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 2
Custody, client assets: $4.5M
SEC number: 801-71207
CRD: 120230
Filings on the tape: 7
First filed: Mar 19, 2012
Latest filed: Dec 3, 2015
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ARKANA FUND L.P.	Hedge Fund	$5.2M	Mar 30, 2015	1	Mar 19, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALAMOS FAMILY PARTNERS	Member	E	yes	10/2004	Oct 30, 2015	Dec 3, 2015
CALAMOS INVESTMENTS LLC	Member	E	yes	09/2015	Oct 30, 2015	Dec 3, 2015
CALAMOS SR., JOHN, PETER	Trustee	E	yes	08/1985	Oct 30, 2015	Dec 3, 2015
GRANT, MICHAEL, DEAN	CHIEF INVESTMENT OFFICER	E	yes	02/2002	Mar 19, 2012	Dec 3, 2015
JASON, LLC	GENERAL PARTNER	Na	yes	02/2002	Mar 19, 2012	Dec 3, 2015
JOHN P. CALAMOS, TRUSTEE UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985	Shareholder	D	yes	10/2004	Oct 30, 2015	Dec 3, 2015
SINKER, JACQUELINE, ELIZABETH	VP, CHIEF COMPLIANCE OFFICER	Na	yes	11/2015	Dec 3, 2015	Dec 3, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CALAMOS WEALTH MANAGEMENT LLC	n/a	Independent wealth	$5.5B	N	yes	n/a
CALAMOS ADVISORS LLC MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST	n/a	n/a	n/a	N	yes	n/a
CALAMOS ADVISORS TRUST	n/a	n/a	n/a	N	yes	n/a
CALAMOS ARISTA FOCUS FUND, LP	n/a	n/a	n/a	N	yes	n/a
CALAMOS ARISTA FOCUS MASTER FUND, LTD	n/a	n/a	n/a	N	yes	n/a
CALAMOS CAPTIAL MANAGEMENT (II) LLC	n/a	n/a	n/a	N	yes	n/a
CALAMOS FINANCIAL SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
CALAMOS GLOBAL OPPORTUNITIES FUND LP	n/a	n/a	n/a	N	yes	n/a
CALAMOS INVESTMENT TRUST	n/a	n/a	n/a	N	yes	n/a
CALAMOS INVESTMENTS LLP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naperville	IL	United States	n/a	no
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$106M	$106M	4	4	n/a	3	$92.6M
2013	Mar 13, 2014	$129M	$129M	5	5	n/a	3	$110M
2012	Mar 11, 2013	$138M	$138M	5	5	n/a	3	$113M
2011	Mar 19, 2012	$128M	$128M	n/a	n/a	n/a	3	$103M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$9.8M	$129M	-92.4%	$128M	-57.6%	2	5	n/a	n/a

Relationships

Affiliated with (1)

→ CALAMOS WEALTH MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← SINKER, JACQUELINE, ELIZABETHOwnerVP, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 3, 2015 to presentfactForm ADV
← CALAMOS SR., JOHN, PETEROwnerTRUSTEE, ownership code E, individual
Oct 30, 2015 to presentfactForm ADV
← GRANT, MICHAEL, DEANOwnerCHIEF INVESTMENT OFFICER, ownership code E, individual
Mar 19, 2012 to presentfactForm ADV
← CALAMOS FAMILY PARTNERSOwnerMEMBER, ownership code E, domestic entity
Oct 30, 2015 to presentfactForm ADV
← CALAMOS INVESTMENTS LLCOwnerMEMBER, ownership code E, domestic entity
Oct 30, 2015 to presentfactForm ADV
← JASON, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 19, 2012 to presentfactForm ADV
← JOHN P. CALAMOS, TRUSTEE UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985OwnerSHAREHOLDER, ownership code D, domestic entity
Oct 30, 2015 to presentfactForm ADV

Advises (1)

→ ARKANA FUND L.P.Private fundHedge Fund, IA
Mar 19, 2012 to presentfactForm ADV

Registered with (2)

← MICHAEL DEAN GRANTAdvisorregistration: previous registration
Jan 27, 2003 to Mar 21, 2016factForm ADV
← Alan ChidseyAdvisorregistration: previous registration
Jan 27, 2003 to Dec 9, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71f86b51-7b40-bf4e-e7ce-58379c86d781
First observed: Mar 19, 2012
Last observed: Dec 3, 2015 131 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHINEUS PARTNERS, L.P.

CRD 120230

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71f86b51-7b40-bf4e-e7ce-58379c86d781

Data as of Dec 3, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ARKANA FUND L.P.

Hedge Fund

$5.2M

Mar 30, 2015

Mar 19, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALAMOS FAMILY PARTNERS

Member

yes

10/2004

Oct 30, 2015

Dec 3, 2015

CALAMOS INVESTMENTS LLC

Member

yes

09/2015

Oct 30, 2015

Dec 3, 2015

CALAMOS SR., JOHN, PETER

Trustee

yes

08/1985

Oct 30, 2015

Dec 3, 2015

GRANT, MICHAEL, DEAN

CHIEF INVESTMENT OFFICER

yes

02/2002

Mar 19, 2012

Dec 3, 2015

JASON, LLC

GENERAL PARTNER

yes

02/2002

Mar 19, 2012

Dec 3, 2015

JOHN P. CALAMOS, TRUSTEE UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985

Shareholder

yes

10/2004

Oct 30, 2015

Dec 3, 2015

SINKER, JACQUELINE, ELIZABETH

VP, CHIEF COMPLIANCE OFFICER

yes

11/2015

Dec 3, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CALAMOS WEALTH MANAGEMENT LLC

n/a

Independent wealth

$5.5B

yes

n/a

CALAMOS ADVISORS LLC MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST

n/a

yes

n/a

CALAMOS ADVISORS TRUST

n/a

yes

n/a

CALAMOS ARISTA FOCUS FUND, LP

n/a

yes

n/a

CALAMOS ARISTA FOCUS MASTER FUND, LTD

n/a

yes

n/a

CALAMOS CAPTIAL MANAGEMENT (II) LLC

n/a

yes

n/a

CALAMOS FINANCIAL SERVICES LLC

n/a

yes

n/a

CALAMOS GLOBAL OPPORTUNITIES FUND LP

n/a

yes

n/a

CALAMOS INVESTMENT TRUST

n/a

yes

n/a

CALAMOS INVESTMENTS LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Naperville

United States

n/a

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$106M

n/a

$92.6M

2013

Mar 13, 2014

$129M

n/a

$110M

2012

Mar 11, 2013

$138M

n/a

$113M

2011

Mar 19, 2012

$128M

n/a

$103M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$9.8M

$129M

-92.4%

$128M

-57.6%

n/a