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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
BARTLESVILLE, OK | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | n/a | yes | Houston, TX|BARTLESVILLE, OK | Current employment |
| FIRST INVESTMENT CORPORATION | Former SEC adviser | Jan 14, 1998 | Aug 17, 2007 | no | BARTLESVILLE, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST INVESTMENT CORPORATION | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 17, 2007 | Jan 2, 2009 | 504 | Firm change after gap | Other |