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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FIRST INVESTMENT CORPORATION

CRD 110972

BARTLESVILLE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:baf484c7-fb23-b93c-a580-9d1328bfbf51

Data as of Oct 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Oct 30, 2012
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $55.8MItem 5.F on the latest filing (2012-10-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $55.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 475
SEC number: 801-24481
CRD: 110972
Filings on the tape: 8
First filed: Mar 28, 2012
Latest filed: Oct 30, 2012
Organised: Corporation, Oklahoma

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PHILLIPS, JIMMY, DALE	CHIEF COMPLIANCE OFFICER/CEO	E	yes	03/1989	Mar 28, 2012	Oct 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DOMINION INVESTOR SERVICES, INC.	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$55.8M	$55.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	3	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$55.8M	n/a	n/a	n/a	n/a	3	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Farther	3	Aug 31, 2026	May 7, 2026	BARTLESVILLE, OK	Firm absorbed	Other	100.0%

Relationships

Controls (1)

← PHILLIPS, JIMMY, DALEOwnerCHIEF COMPLIANCE OFFICER/CEO, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (5)

← CHERYL ANNETTE GREENAdvisorregistration: previous registration
Mar 13, 2002 to Aug 31, 2026factForm ADV
← KENNETH WAYNE GREENAdvisorregistration: previous registration
Mar 13, 2002 to Aug 31, 2026factForm ADV
← MORGAN FAYE BARNHILLAdvisorregistration: previous registration
Dec 5, 2018 to Aug 31, 2026factForm ADV
← Susan Ann DickAdvisorregistration: previous registration
Jan 14, 1998 to Aug 17, 2007factForm ADV
← AARON SCOTT ARCHAMBOAdvisorregistration: previous registration
Jan 14, 1998 to Dec 15, 2004factForm ADV

Moved with (1)

→ FARTHERRegistered adviser3 advisors, firm absorbed, same day
Aug 31, 2026 to May 7, 2026factForm ADV

Dated events

Occurred
Aug 31, 2026
Firm absorbed
First Investment Corporation's advisors moved to Farther (Bartlesville, OK): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Aug 31, 2026
Advisor changed firm
Morgan Faye Barnhill left First Investment Corporation for Farther (registered 2026-05-05)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2026
Advisor changed firm
Kenneth Wayne Green left First Investment Corporation for Farther (registered 2026-05-07)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2026
Advisor changed firm
Cheryl Annette Green left First Investment Corporation for Farther (registered 2026-05-05)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baf484c7-fb23-b93c-a580-9d1328bfbf51
First observed: Mar 28, 2012
Last observed: Oct 30, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST INVESTMENT CORPORATION

CRD 110972

BARTLESVILLE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:baf484c7-fb23-b93c-a580-9d1328bfbf51

Data as of Oct 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PHILLIPS, JIMMY, DALE

CHIEF COMPLIANCE OFFICER/CEO

yes

03/1989

Mar 28, 2012

Oct 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DOMINION INVESTOR SERVICES, INC.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 28, 2012

$55.8M

$55.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$55.8M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Farther

Aug 31, 2026

May 7, 2026

BARTLESVILLE, OK

Firm absorbed

Other

100.0%