This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MISSIONSQUARE WEALTH MANAGEMENT

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Nov 13, 2018

First registration

Nov 14, 2018

Dual registered

yes, broker-dealer

Other names

Keith Penewit

IAPD individual key

7005795

• Occurred

  Apr 12, 2022
  Advisor changed firm

  Keith Douglas Penewit left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Missionsquare Retirement (registered 2022-04-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:71fbb53e-150f-6986-af53-8525f108ba90

First observed

Nov 14, 2018

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.