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Advisor at COOPER MCMANUS
Corona Del Mar, CA | IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COOPER MCMANUS | Independent wealth | Sep 29, 2023 | n/a | yes | Corona Del Mar, CA|IRVINE, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 23, 2013 | Sep 30, 2023 | no | COSTA MESA, CA|FOUNTAIN VALLEY, CA|HUNTINGTON BEACH, CA|FOUNTAIN VALLEY, CA|COSTA MESA, CA|SANTA ANA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2011 | Apr 11, 2013 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | COOPER MCMANUS | Sep 30, 2023 | Sep 29, 2023 | -1 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Apr 11, 2013 | May 23, 2013 | 42 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:111458:CA:2023-09-30 | Sep 30, 2023 | Sep 29, 2023 | SANTA ANA, CA | Firm change |