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W•••••• B• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

W•••••• B• N••••

Advisor at G••••••••• I••••••••• M••••••••• L••

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:7208ab98-81d6-31ba-35dd-935243b24ec8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• I••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• I••••••••• M••••••••• L••	State registered	Sep 12, 2016	n/a	yes	LAKE OSWEGO, OR	Current employment
I••	Former SEC adviser	Mar 19, 2013	Sep 22, 2016	no	PORTLAND, OR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	I••	Dec 31, 2017	Mar 17, 2008	-3,576	Firm change after gap	Other
I••	G••••••••• I••••••••• M••••••••• L••	Sep 22, 2016

Relationships

Registered with (5)

→ G••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Sep 12, 2016 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Feb 13, 2008 to Dec 31, 2017factForm ADV
→ IMCRegistered adviserregistration: previous registration
Mar 19, 2013 to Sep 22, 2016factForm ADV
→ F•••••••• P••••••• N••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7208ab98-81d6-31ba-35dd-935243b24ec8
First observed: Dec 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.