RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B• N••••
- G••••••••• I••••••••• M••••••••• L•• state registered currentsince Sep 12, 2016 · Lake Oswego, Or
- I•• formerMar 19, 2013 to Sep 22, 2016 · Portland, Or
- I•• formerMar 17, 2008 to Dec 31, 2012 · Portland, Or
- K•• F•••••••• S•••••••• I•• formerFeb 13, 2008 to Dec 31, 2017 · Portland, Or
- F•••••••• P••••••• N••••••••• I••• unclassifiedJan 13, 2006 to Feb 12, 2008 · Portland, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 1, 2005 to Jan 22, 2008 · Portland, Or
- K•• F•••••••• S•••••••• I•• to I••left Dec 31, 2017, registered Mar 17, 2008 (-3576 days) · Other
- I•• to G••••••••• I••••••••• M••••••••• L••left Sep 22, 2016, registered Sep 12, 2016 (-10 days) · Other
- F•••••••• P••••••• N••••••••• I••• to K•• F•••••••• S•••••••• I••left Feb 12, 2008, registered Feb 13, 2008 (1 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F•••••••• P••••••• N••••••••• I•••left Jan 22, 2008, registered Jan 13, 2006 (-739 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address