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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

Thea Rae Lewis

Advisor at CHARLES SCHWAB & CO., INC.

Newport Beach, CA

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Search this name across graphsid dfx:ria:720ec628-babe-99e7-a4bc-afaaeaffdfba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 3, 1998
First registration: Oct 21, 2003
Dual registered: yes, broker-dealer
Other names: THEA RAE ROWLEY|THEA RAE REINHART|THEA R REINHART
IAPD individual key: 3123685

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 9, 2017	n/a	yes	Newport Beach, CA	Current employment
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jun 16, 2014	Jan 31, 2017	no	IRVINE, CA	Previous registration
SIERRA INVESTMENT MANAGEMENT, LLC	Independent wealth	Apr 26, 2012	Jul 11, 2014	no	SANTA MONICA, CA	Previous registration
PENSION ARCHITECTS ADVISORY GROUP, LLC	Former SEC adviser	Jun 22, 2011	Mar 20, 2012	no	PASADENA, CA	Previous registration
BRIDGE ADVISORY LLC	Former SEC adviser	Aug 24, 2010	Mar 5, 2012	no	PASADENA, CA\|EL SEGUNDO, CA	Previous registration
PAYDEN & RYGEL	Other adviser	Oct 21, 2003	Nov 3, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL CLIENT GROUP, INC.	CHARLES SCHWAB & CO., INC.	Jan 31, 2017	Aug 9, 2017	190	Firm change	Other
SIERRA INVESTMENT MANAGEMENT, LLC	CAPITAL CLIENT GROUP, INC.	Jul 11, 2014	Jun 16, 2014	-25	Firm change	Other
PENSION ARCHITECTS ADVISORY GROUP, LLC	SIERRA INVESTMENT MANAGEMENT, LLC	Mar 20, 2012	Apr 26, 2012	37	Firm change	Other
BRIDGE ADVISORY LLC	PENSION ARCHITECTS ADVISORY GROUP, LLC	Mar 5, 2012	Jun 22, 2011	-257	Firm change after gap	Other
PAYDEN & RYGEL	BRIDGE ADVISORY LLC	Nov 3, 2005	Aug 24, 2010	1,755	Firm change after gap	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Aug 9, 2017 to presentfactForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Jun 16, 2014 to Jan 31, 2017factForm ADV
→ SIERRA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 26, 2012 to Jul 11, 2014factForm ADV
→ PENSION ARCHITECTS ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jun 22, 2011 to Mar 20, 2012factForm ADV
→ BRIDGE ADVISORY LLCRegistered adviserregistration: previous registration
Aug 24, 2010 to Mar 5, 2012factForm ADV
→ PAYDEN & RYGELRegistered adviserregistration: previous registration
Oct 21, 2003 to Nov 3, 2005factForm ADV

Dated events

No dated event names this entity yet.