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K•••••• C• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

K•••••• C• G••••

Advisor at F•••• P••••••• W•••••• L••

Columbus, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:721f4a1f-376a-417e-cc74-58c5f9cb1159

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 4, 2026	n/a	yes	Columbus, OH	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Aug 1, 2024	Mar 20, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 4, 2026	-75	Bulk transfer	RIA to RIA
R••••••• V•••• P•••••••• L••	N••••••••• A•••• M••••••••• L••	Aug 14, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110608:281067:IL:2022-01-13	Jan 13, 2022	Jan 21, 2022	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 1, 2024 to Mar 20, 2026factForm ADV
→ R••••••• V•••• P•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2022 to Aug 14, 2024factForm ADV
→ B•••••••• R••••• • F•••••••• I•••

Dated events

Occurred
Aug 14, 2024
Advisor changed firm
K•••••• C• G•••• left R••••••• V•••• P•••••••• L•• for N••••••••• A•••• M••••••••• L•• (registered 2024-08-01)
Form ADVobserved 7 days ago
Occurred
Jan 13, 2022
Advisor changed firm
K•••••• C• G•••• left B•••••••• R••••• • F•••••••• I••• for R••••••• V•••• P•••••••• L•• (registered 2022-01-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:721f4a1f-376a-417e-cc74-58c5f9cb1159
First observed: Jun 30, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.