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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DANIEL R CHAMBERS

Advisor at NUVEEN ASSET MANAGEMENT, LLC

Chicago, IL

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Search this name across graphsid dfx:ria:7222d8c2-376a-7290-79ad-2f10699c8111

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NUVEEN ASSET MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 25, 1997
First registration: Sep 9, 2003
Dual registered: yes, broker-dealer
Other names: DANIEL R CHAMBERS|DANIEL CHAMBERS
IAPD individual key: 2878427

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 17, 2015	n/a	yes	Chicago, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 21, 2008	Apr 2, 2014	no	DENVER, CO\|ST. LOUIS, MO	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Sep 13, 2003	Oct 10, 2006	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Sep 9, 2003	Oct 10, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	NUVEEN ASSET MANAGEMENT, LLC	Apr 2, 2014	Sep 17, 2015	533	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Oct 10, 2006	Sep 13, 2003	-1,123	Firm change after gap	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	WELLS FARGO ADVISORS	Oct 10, 2006	Jul 21, 2008	650	Firm change after gap	Other

Relationships

Registered with (4)

→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 17, 2015 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 21, 2008 to Apr 2, 2014factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 9, 2003 to Oct 10, 2006factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Sep 13, 2003 to Oct 10, 2006factForm ADV

Dated events

No dated event names this entity yet.