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Reading the graph
Advisor at SANTANDER SECURITIES
Avon, CT | West Hartford, CT | Bristol, CT | Boston, MA | SOUTHINGTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | Bd affiliated wealth | Sep 19, 2012 | n/a | yes | West Hartford, CT|Boston, MA|Avon, CT|Bristol, CT|SOUTHINGTON, CT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 27, 2008 | Sep 19, 2012 | no | SIMSBURY, CT|PLAINVILLE, CT|WEST HARTFORD, CT|WEST HARTFORD, CT|UNIONVILLE, CT|TORRINGTON, CT|WEST HARTFORD, CT|PLAINVILLE, CT|WEST HARTFORD, CT|TORRINGTON, CT|WEST HARTFORD, CT|WEST HARTFORD, CT|PLAINVILLE, CT|WEST HARTFORD, CT|TORRINGTON, CT|SIMSBURY, CT|TORRINGTON, CT|WEST HARTFORD, CT | Previous registration |
| IFMG SECURITIES, INC. | n/a | Sep 6, 2002 | May 27, 2008 | no | WEST HARTFORD, CT|TORRINGTON, CT|FARMINGTON, CT|UNIONVILLE, CT|WEST HARTFORD, CT|WEST HARTFORD, CT|PLAINVILLE, CT|WEST HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | SANTANDER SECURITIES | Sep 19, 2012 | Sep 19, 2012 | 0 | Bulk transfer | Other |
| IFMG SECURITIES, INC. | LPL FINANCIAL LLC | May 27, 2008 | May 27, 2008 | 0 | Bulk transfer | Other |