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RIA / WealthAdvisor31 years in industry

BRIAN STEVEN ULLSPERGER

Advisor at ANDERSEN

MCLEAN, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANDERSEN
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63
First exam: Mar 3, 1995
First registration: Jul 8, 1997
Dual registered: no
Other names: BRIAN ULLSPERGER|BRIAN S ULLSPERGER
IAPD individual key: 2255540

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Andersen	Independent wealth	Aug 2, 2011	n/a	yes	MCLEAN, VA	Current employment
CAPITAL FIDUCIARY ADVISORS, INC.	n/a	Aug 10, 2007	Jul 9, 2010	no	LEESBURG, VA	Previous registration
USF ADVISORS, LLC	n/a	Oct 27, 2006	Oct 15, 2007	no	HOUSTON, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 8, 1997	Mar 2, 2005	no	Va	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL FIDUCIARY ADVISORS, INC.	Andersen	Jul 9, 2010	Aug 2, 2011	389	Firm change	Other
USF ADVISORS, LLC	CAPITAL FIDUCIARY ADVISORS, INC.	Oct 15, 2007	Aug 10, 2007	-66	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	USF ADVISORS, LLC	Mar 2, 2005	Oct 27, 2006	604	Firm change after gap	Other

Relationships

Registered with (4)

→ ANDERSENRegistered adviserregistration: current employment
Aug 2, 2011 to presentfactForm ADV
→ CAPITAL FIDUCIARY ADVISORS, INC.Registered adviserregistration: previous registration
Aug 10, 2007 to Jul 9, 2010factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 27, 2006 to Oct 15, 2007factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Mar 2, 2005factForm ADV

Dated events

No dated event names this entity yet.