RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••• independent RIA currentsince Aug 2, 2011 · Mclean, Va
- C•••••• F•••••••• A•••••••• I••• unclassifiedAug 10, 2007 to Jul 9, 2010 · Leesburg, Va
- U•• A•••••••• L•• unclassifiedOct 27, 2006 to Oct 15, 2007 · Houston, Tx
- C•••••• S••••• • C••• I••• national BDJul 8, 1997 to Mar 2, 2005 · Va
- C•••••• F•••••••• A•••••••• I••• to A•••••••left Jul 9, 2010, registered Aug 2, 2011 (389 days) · Other
- U•• A•••••••• L•• to C•••••• F•••••••• A•••••••• I•••left Oct 15, 2007, registered Aug 10, 2007 (-66 days) · Other
- C•••••• S••••• • C••• I••• to U•• A•••••••• L••left Mar 2, 2005, registered Oct 27, 2006 (604 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address