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Advisor at SGROI WEALTH ADVISORY GROUP LLC
WEST SENECA, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SGROI WEALTH ADVISORY GROUP LLC | Independent wealth | Oct 19, 2018 | n/a | yes | WEST SENECA, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | Apr 10, 2026 | no | WEST SENECA, NY | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | May 4, 2021 | Jul 10, 2025 | no | WEST SENECA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Apr 10, 2026 | n/a | n/a | Departure no registered destination | Departure |
| CADARET GRANT & CO INC | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |