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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SGROI WEALTH ADVISORY GROUP LLC

CRD 289764

WEST SENECA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0b00c28-1032-c4cd-99fb-9d08a0e407b3

Data as of Feb 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: Oct 25, 2017 to Feb 2, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-02-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $123Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 7,676
Individual clients: 7,478
High net worth clients: 169
SEC number: 801-112067
CRD: 289764
Filings on the tape: 20
First filed: Oct 25, 2017
Latest filed: Feb 2, 2026
Organised: Limited Liability Company, NY
Website: sgroilawley.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PATRICK JOSEPH SGROI	n/a	WEST SENECA, NY	8	34	1	yes
JOHN GERALD CLOUDEN	n/a	WEST SENECA, NY	8	31	1	yes
BRIAN MICHAEL CLOUDEN	n/a	WEST SENECA, NY	8	24	1	yes
JEFFREY LOREN HAXTON	Certified Financial Planner	WEST SENECA, NY	8	16	1	yes
JENNIFER LYNN JUREK	Certified Financial Planner	WEST SENECA, NY	8	30	1	yes
SHAWN PATRICK MCLAUGHLIN	n/a	WEST SENECA, NY	8	25	1	yes
SANDRA JEAN TURCHIARELLI	n/a	WEST SENECA, NY	7	27	1	yes
VINCENT JOHN SCARSELLA	Certified Financial Planner	WEST SENECA, NY	7	14	2	yes
Paul Kirsten Hutchings	n/a	WEST SENECA, NY	7	18	1	yes
Matthew McAnulty	Certified Financial Planner	WEST SENECA, NY	4	15	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAWLEY SGROI GEORGETOWN LLC	Owner	E	yes	10/2024	Feb 2, 2026	Feb 2, 2026
SGROI, PATRICK, JOSEPH	PRESIDENT AND SENIOR VICE PRESIDENT	Na	yes	10/2017	Feb 2, 2026	Feb 2, 2026
CLOUDEN, JOHN, GERALD	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	C	yes	10/2017	Oct 25, 2017	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 2, 2026	$1.4B	$1.4B	27	14	1	n/a	n/a
2024	Apr 15, 2025	$1.1B	$1.1B	27	13	0	n/a	n/a
2023	Mar 27, 2024	$939M	$939M	25	11	0	n/a	n/a
2022	Mar 28, 2023	$692M	$692M	22	12	0	n/a	n/a
2021	Mar 25, 2022	$707M	$707M	22	11	0	n/a	n/a
2020	Mar 5, 2021	$563M	$563M	25	11	0	n/a	n/a
2019	Mar 28, 2020	$411M	$411M	25	16	0	n/a	n/a
2018	Mar 6, 2019	$296M	$296M	23	15	0	n/a	n/a
2017	Jan 30, 2018	$193M	$193M	20	11	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	25.1%	$692M	25.2%	27	27	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CADARET GRANT & CO INC	6	Jul 10, 2025	Jul 18, 2022	WEST SENECA, NY	Team lift out	Ibd to RIA	1.6%

Relationships

Registered with (11)

← Matthew McAnultyAdvisorregistration: current employment
Jul 18, 2022 to presentfactForm ADV
← SANDRA JEAN TURCHIARELLIAdvisorregistration: current employment
Oct 19, 2018 to presentfactForm ADV
← VINCENT JOHN SCARSELLAAdvisorregistration: current employment
Oct 19, 2018 to presentfactForm ADV
← Paul Kirsten HutchingsAdvisorregistration: current employment
Oct 19, 2018 to presentfactForm ADV
← SUMMER MELODY MCKELLARAdvisorregistration: current employment
Jul 2, 2018 to presentfactForm ADV
← SHAWN PATRICK MCLAUGHLINAdvisorregistration: current employment
Mar 13, 2018 to presentfactForm ADV
← JENNIFER LYNN JUREKAdvisorregistration: current employment
Mar 12, 2018 to presentfactForm ADV
← PATRICK JOSEPH SGROIAdvisorregistration: current employment
Jan 30, 2018 to presentfactForm ADV
← JOHN GERALD CLOUDENAdvisorregistration: current employment
Jan 30, 2018 to presentfactForm ADV
← BRIAN MICHAEL CLOUDENAdvisorregistration: current employment
Jan 30, 2018 to presentfactForm ADV
← JEFFREY LOREN HAXTONAdvisorregistration: current employment
Jan 30, 2018 to presentfactForm ADV

Controls (2)

← SGROI, PATRICK, JOSEPHOwnerPRESIDENT, ownership code D, individual
Oct 25, 2017 to Mar 27, 2024factForm ADV
← CLOUDEN, JOHN, GERALDOwnerCHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT, ownership code C, individual
Oct 25, 2017 to Mar 27, 2024factForm ADV

Moved with (1)

← CADARET GRANT & CO INCRegistered adviser6 advisors, team lift out
Jul 10, 2025 to Jul 18, 2022factForm ADV

Dated events

Occurred
Jan 30, 2026
Regulatory AUM changed
Sgroi Wealth Advisory Group Llc reported RAUM $1.4B, up 25% from $1.1B (2025-10-02 to 2026-01-30)
Form ADVobserved 5 days ago
$272M
Occurred
Jul 10, 2025
Team lift-out
6 advisors left Cadaret Grant & CO Inc (West Seneca, NY) for Sgroi Wealth Advisory Group LLC a day apart
Form ADVobserved 5 days ago
6 advisors
Occurred
Mar 27, 2024
Regulatory AUM changed
Sgroi Wealth Advisory Group Llc reported RAUM $939.0M, up 36% from $691.6M (2023-03-28 to 2024-03-27)
Form ADVobserved 5 days ago
$247M
Occurred
Mar 25, 2022
Regulatory AUM changed
Sgroi Wealth Advisory Group Llc reported RAUM $707.2M, up 26% from $563.4M (2021-03-05 to 2022-03-25)
Form ADVobserved 5 days ago
$144M
Occurred
Mar 5, 2021
Regulatory AUM changed
Sgroi Wealth Advisory Group Llc reported RAUM $563.4M, up 37% from $411.4M (2020-05-15 to 2021-03-05)
Form ADVobserved 5 days ago
$152M
Occurred
Mar 28, 2020
Regulatory AUM changed
Sgroi Wealth Advisory Group Llc reported RAUM $411.4M, up 39% from $295.6M (2019-03-26 to 2020-03-28)
Form ADVobserved 5 days ago
$116M
Occurred
Oct 25, 2017
First Form ADV filing
Sgroi Wealth Advisory Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0b00c28-1032-c4cd-99fb-9d08a0e407b3
First observed: Oct 25, 2017
Last observed: Feb 2, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SGROI WEALTH ADVISORY GROUP LLC

CRD 289764

WEST SENECA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0b00c28-1032-c4cd-99fb-9d08a0e407b3

Data as of Feb 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PATRICK JOSEPH SGROI

n/a

WEST SENECA, NY

yes

JOHN GERALD CLOUDEN

n/a

WEST SENECA, NY

yes

BRIAN MICHAEL CLOUDEN

n/a

WEST SENECA, NY

yes

JEFFREY LOREN HAXTON

Certified Financial Planner

WEST SENECA, NY

yes

JENNIFER LYNN JUREK

Certified Financial Planner

WEST SENECA, NY

yes

SHAWN PATRICK MCLAUGHLIN

n/a

WEST SENECA, NY

yes

SANDRA JEAN TURCHIARELLI

n/a

WEST SENECA, NY

yes

VINCENT JOHN SCARSELLA

Certified Financial Planner

WEST SENECA, NY

yes

Paul Kirsten Hutchings

n/a

WEST SENECA, NY

yes

Matthew McAnulty

Certified Financial Planner

WEST SENECA, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAWLEY SGROI GEORGETOWN LLC

Owner

yes

10/2024

Feb 2, 2026

SGROI, PATRICK, JOSEPH

PRESIDENT AND SENIOR VICE PRESIDENT

yes

10/2017

Feb 2, 2026

CLOUDEN, JOHN, GERALD

CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT

yes

10/2017

Oct 25, 2017

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 2, 2026

$1.4B

n/a

2024

Apr 15, 2025

$1.1B

n/a

2023

Mar 27, 2024

$939M

n/a

2022

Mar 28, 2023

$692M

n/a

2021

Mar 25, 2022

$707M

n/a

2020

Mar 5, 2021

$563M

n/a

2019

Mar 28, 2020

$411M

n/a

2018

Mar 6, 2019

$296M

n/a

2017

Jan 30, 2018

$193M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.1B

25.1%

$692M

25.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CADARET GRANT & CO INC

Jul 10, 2025

Jul 18, 2022

WEST SENECA, NY

Team lift out

Ibd to RIA

1.6%