DFX Intelligence

P•••••• D••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

P•••••• D••••• M••••••••

Advisor at M••••• I••••••••• L••

Oklahoma City, OK

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• I••••••••• L••	Independent wealth	Feb 1, 2017	n/a	yes	Oklahoma City, OK	Current employment
O••••••• A••••••• A•• F•••••••• S•••••••• L••	Former SEC adviser	Apr 17, 2015	Jun 7, 2017	no	OKLAHOMA CITY, OK\|PETALUMA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• A••••••• A•• F•••••••• S•••••••• L••	M••••• I••••••••• L••	Jun 7, 2017	Feb 1, 2017	-126	Firm change after gap	Other
H••• S••••• A•••• M••••••••• L••	O••••••• A••••••• A•• F•••••••• S•••••••• L••	Apr 16, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
154981:162143:AR:2015-04-16	Apr 16, 2015	Apr 17, 2015	HOT SPRINGS, AR	Firm change

Relationships

Registered with (3)

→ M••••• I••••••••• L••Registered adviserregistration: current employment
Feb 1, 2017 to presentfactForm ADV
→ O••••••• A••••••• A•• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2015 to Jun 7, 2017factForm ADV
→ H••• S••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2013 to Apr 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 13, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.