RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• D••••• M••••••••
- M••••• I••••••••• L•• independent RIA currentsince Feb 1, 2017 · Oklahoma City, Ok
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• formerApr 17, 2015 to Jun 7, 2017 · Oklahoma City, Ok
- H••• S••••• A•••• M••••••••• L•• unclassifiedFeb 13, 2013 to Apr 16, 2015 · Oklahoma City, Ok
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• to M••••• I••••••••• L••left Jun 7, 2017, registered Feb 1, 2017 (-126 days) · Other
- H••• S••••• A•••• M••••••••• L•• to O••••••• A••••••• A•• F•••••••• S•••••••• L••left Apr 16, 2015, registered Apr 17, 2015 (1 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address