DFX Intelligence

M•••••• A•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

M•••••• A•••• G••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:72514efa-9de1-1500-57a3-dd258977f1db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jun 26, 2026	n/a	yes	MORRISTOWN, NJ\|PALM DESERT, CA\|San Francisco, CA	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	Jul 11, 2019	Jun 26, 2026	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	P•••••• A•••••• G••••• L••	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
C••••• F•••••••• A•••••••	M•••••• A•••••• N••••••	Jan 13, 2017	Jul 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
133763:135541:CA:2016-03-08	Mar 8, 2016	Feb 25, 2016	SAN FRANCISCO, CA	Firm change
5685:133763:CA:2016-02-17	Feb 17, 2016	Feb 16, 2016	WALNUT CREEK, CA	Firm change

Relationships

Registered with (5)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Jul 11, 2019 to Jun 26, 2026factForm ADV
→ C••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 25, 2016 to Jan 13, 2017factForm ADV
→ S•••••••• F••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72514efa-9de1-1500-57a3-dd258977f1db
First observed: Jun 6, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.