DFX Intelligence

S••••••• O•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industrynot currently registered

S••••••• O•••• H•••••••

Advisor at V••••••• A•••••••• I•••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:7254253f-de8d-a9dc-0d0c-e0997606bd08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Aug 7, 2026	n/a	yes	CHARLOTTE, NC	Current employment
P•••• C•••••• F••••••••	Mixed wealth	Dec 9, 2022	Nov 20, 2025	no	Naples, FL\|OVERLAND PARK, KS\|Royal Oak, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• C•••••• F••••••••	V••••••• A•••••••• I•••	Nov 20, 2025	Aug 7, 2026	260	Firm change	RIA to ibd
L•••••• W••••• A•••••••• L••	P•••• C•••••• F••••••••	Dec 16, 2022	Dec 9, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
107774:288712:FL:2022-12-16	Dec 16, 2022	Dec 9, 2022	NAPLES, FL	Firm change

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ P•••• C•••••• F••••••••Registered adviserregistration: previous registration
Dec 9, 2022 to Nov 20, 2025factForm ADV
→ L•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 8, 2020 to Dec 16, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7254253f-de8d-a9dc-0d0c-e0997606bd08
First observed: Oct 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.