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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

EXECUTIVE WEALTH COUNSELORS, LLC

CRD 141529

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:725c598d-a13d-0349-0ea4-e417dac2ab58

Data as of Mar 17, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Nov 16, 2021 to Mar 17, 2022
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $177MItem 5.F on the latest filing (2022-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $168M
Private client RAUM: $177MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 477
Individual clients: 103
High net worth clients: 81
SEC number: 801-122885
CRD: 141529
Filings on the tape: 2
First filed: Nov 16, 2021
Latest filed: Mar 17, 2022
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUSTAVE, FREDERICK, VICTOR	PRESIDENT AND CHIEF COMPLIANCE OFFICER	B	yes	08/2006	Nov 16, 2021	Mar 17, 2022
LOUIS E VALLI LEGACY TRUST DYD 12/15/2007	Owner	D	yes	03/2021	Nov 16, 2021	Mar 17, 2022
VALLI, LOUIS, E	OWNER/TRUSTEE	F	yes	12/2007	Nov 16, 2021	Mar 17, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FREDERICK V. GUSTAVE	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 17, 2022	$177M	$168M	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$177M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	3	Oct 17, 2022	Oct 3, 2022	PITTSBURGH, PA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (3)

← GUSTAVE, FREDERICK, VICTOROwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Nov 16, 2021 to presentfactForm ADV
← LOUIS E VALLI LEGACY TRUST DYD 12/15/2007OwnerOWNER, ownership code D, domestic entity
Nov 16, 2021 to presentfactForm ADV
← VALLI, LOUIS, EOwnerOWNER/TRUSTEE, ownership code F, individual
Nov 16, 2021 to presentfactForm ADV

Registered with (3)

← LOUIS E VALLIAdvisorregistration: previous registration
Aug 31, 2020 to Oct 17, 2022factForm ADV
← FREDERICK VICTOR GUSTAVEAdvisorregistration: previous registration
Nov 30, 2006 to Oct 17, 2022factForm ADV
← James David SnyderAdvisorregistration: previous registration
Jun 9, 2016 to Oct 17, 2022factForm ADV

Moved with (1)

→ MARINERRegistered adviser3 advisors, firm absorbed, same day
Oct 17, 2022 to Oct 3, 2022factForm ADV

Dated events

Occurred
Oct 17, 2022
Firm absorbed
Executive Wealth Counselors, LLC's advisors moved to Mariner (Pittsburgh, PA): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Oct 17, 2022
Advisor changed firm
James David Snyder left Executive Wealth Counselors, Llc for Mariner (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 17, 2022
Advisor changed firm
Frederick Victor Gustave left Executive Wealth Counselors, Llc for Mariner (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 17, 2022
Advisor changed firm
Louis E Valli left Executive Wealth Counselors, Llc for Mariner (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Nov 16, 2021
First Form ADV filing
Executive Wealth Counselors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:725c598d-a13d-0349-0ea4-e417dac2ab58
First observed: Nov 16, 2021
Last observed: Mar 17, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EXECUTIVE WEALTH COUNSELORS, LLC

CRD 141529

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:725c598d-a13d-0349-0ea4-e417dac2ab58

Data as of Mar 17, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUSTAVE, FREDERICK, VICTOR

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

08/2006

Nov 16, 2021

Mar 17, 2022

LOUIS E VALLI LEGACY TRUST DYD 12/15/2007

Owner

yes

03/2021

Nov 16, 2021

Mar 17, 2022

VALLI, LOUIS, E

OWNER/TRUSTEE

yes

12/2007

Nov 16, 2021

Mar 17, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FREDERICK V. GUSTAVE

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 17, 2022

$177M

$168M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$177M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Oct 17, 2022

Oct 3, 2022

PITTSBURGH, PA

Firm absorbed

RIA to ibd

100.0%