DFX Intelligence

B•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)25 years in industry

B•••• C••••••

Advisor at F•••• C••••••• A•••• M••••••••• I••

RALEIGH, NC | Raleigh, NC

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Search this name across graphsid dfx:ria:7263392a-838f-fbc0-05bf-4bf1e36512a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W•••••	Independent wealth	Jan 29, 2026	n/a	yes	RALEIGH, NC	Current employment
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Sep 16, 2024	n/a	yes	Raleigh, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• C•••••• P•••••••• L••	F•••• C••••••• I••••••• S•••••••• I•••	Jun 30, 2015	Jun 15, 2015	-15	Firm change	Other
M•••••• L•••• I••••••••• M••••••• L•	C••••••• C•••••• P•••••••• L••	Dec 12, 2005	Mar 25, 2014

Relationships

Registered with (5)

→ S•• W•••••Registered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 15, 2015 to presentfactForm ADV
→ C••••••• C•••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7263392a-838f-fbc0-05bf-4bf1e36512a7
First observed: Apr 24, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.