DFX Intelligence

H•••• L••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

H•••• L••••• A••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NASHVILLE, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 25, 2026	n/a	yes	NASHVILLE, TN	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 12, 2018	Jul 3, 2026	no	NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|Franklin, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 3, 2026	Jun 25, 2026	-8	Firm change	Wirehouse to wirehouse
M••••• S••••••	U•• F•••••••• S••••••• I•••	Feb 13, 2018	Mar 12, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:7691:TN:2026-07-03	Jul 3, 2026	Jun 25, 2026	FRANKLIN, TN	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2018 to Jul 3, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 3, 2015 to Feb 13, 2018factForm ADV

Dated events

Order

Occurred
3 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 3, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.