DFX Intelligence

D•••• M•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

D•••• M•••••••• M••••••

Advisor at J•••••••• I••••••••• A••••••• L••

Miami, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:727664d9-ad47-2299-a4aa-f39ec262b65c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••••• I••••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••••• I••••••••• A••••••• L••	Mixed wealth	Jun 1, 2023	n/a	yes	NEW YORK, NY\|Miami, FL	Current employment
L••••••• A•••• M••••••••• L••	Asset manager	Feb 17, 2023	Aug 14, 2023	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• A•••• M••••••••• L••	J•••••••• I••••••••• A••••••• L••	Aug 14, 2023	Jun 1, 2023	-74	Bulk transfer	RIA to new firm
P•• M•••••• A•••••• S••••••••• I•••	P•• W••••• M•••••••••	Oct 4, 2022	Sep 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
110476:129052:TX:2022-10-04	Oct 4, 2022	Sep 21, 2021	HOUSTON, TX	Firm change after gap
129052:121767:FL:2022-10-04	Oct 4, 2022	Feb 17, 2023	MIAMI, FL	Firm change

Relationships

Registered with (5)

→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 1, 2023 to presentfactForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 17, 2023 to Aug 14, 2023factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 31, 2014 to Oct 4, 2022factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:727664d9-ad47-2299-a4aa-f39ec262b65c
First observed: Feb 7, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.