DFX Intelligence

L•••• W• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

L•••• W• Z••••••••

Advisor at C•••••••• G••••• M•••••• I•••

San Antonio, TX | FRESNO, CA

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Search this name across graphsid dfx:ria:72785568-5d94-15a5-4e79-f781c149bffe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Apr 27, 2020	n/a	yes	FRESNO, CA\|San Antonio, TX\|San Antonio, TX	Current employment
U••• I••••••••• S••••••• C••••••	No RAUM reported	Jan 8, 2018	Jul 3, 2019	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• I••••••••• S••••••• C••••••	C•••••••• G••••• M•••••• I•••	Jul 3, 2019	Apr 27, 2020	299	Firm change	Ibd to ibd
U••• F•••••••• P••••••• S•••••••	U••• I••••••••• S••••••• C••••••	Jan 8, 2018	Jan 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
5475:7059:TX:2019-07-03	Jul 3, 2019	Apr 27, 2020	SAN ANTONIO, TX	Firm change

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Dec 21, 2011 to Nov 12, 2013factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Jul 3, 2019factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Nov 15, 2013 to Jan 8, 2018factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72785568-5d94-15a5-4e79-f781c149bffe
First observed: Feb 28, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.