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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

ELLEN E COPPINGER

Advisor at CETERA INVESTMENT ADVISERS LLC

OAK RIDGE, TN

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Search this name across graphsid dfx:ria:727aa121-3bef-6b37-af99-17364cd23ddb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 18, 1996
First registration: Apr 21, 2010
Dual registered: yes, broker-dealer
Other names: ELLEN E COPPINGER|ALLEN E COPPINGER
IAPD individual key: 2711753

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 18, 2017	n/a	yes	OAK RIDGE, TN	Current employment
PFG ADVISORS	Independent wealth	Mar 8, 2017	Oct 18, 2017	no	Oak Ridge, TN\|PHOENIX, AZ	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Mar 11, 2011	Jan 25, 2017	no	OAK RIDGE, TN\|WAVERLY, IA	Previous registration
QUALITY FINANCIAL CONCEPTS	Independent wealth	Apr 21, 2010	Mar 3, 2011	no	MARYVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PFG ADVISORS	CETERA INVESTMENT ADVISERS LLC	Oct 18, 2017	Oct 18, 2017	0	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	PFG ADVISORS	Jan 25, 2017	Mar 8, 2017	42	Firm change	Other
QUALITY FINANCIAL CONCEPTS	CUNA BROKERAGE SERVICES, INC.	Mar 3, 2011	Mar 11, 2011	8	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Oct 18, 2017 to presentfactForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Mar 8, 2017 to Oct 18, 2017factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 11, 2011 to Jan 25, 2017factForm ADV
→ QUALITY FINANCIAL CONCEPTSRegistered adviserregistration: previous registration
Apr 21, 2010 to Mar 3, 2011factForm ADV

Dated events

No dated event names this entity yet.