DFX Intelligence

W•• F••••• O•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W•• F••••• O•••••• L••

CRD 315566

DALLAS, TX

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Search this name across graphsid dfx:ria:727c2290-599c-9f58-c3d5-7136440d34e3

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 1
Observed: Jun 30, 2021 to Sep 18, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

W•• F••••• O•••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $175M••• Locked
Discretionary RAUM: $134M
Private client RAUM: $175Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $175Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••• G•••••• B•••••	Certified Financial Planner	DALLAS, TX	5	26	5	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• T••••• G••••••	MANAGING MEMBER	E	yes	07/2021	Aug 2, 2021	Aug 13, 2024
B•••••• T••••• G••••••	MANAGING MEMBER / FOUNDING PARTNER	Na	yes	06/2021	Aug 2, 2021	Aug 13, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Phoenix	Az	United States	1	no
Frisco	TX	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175M	$157M	11.4%	$116M	14.7%	5	5	1	2

Relationships

Registered with (2)

← T•••• G•••••• B•••••Advisorregistration: current employment
Sep 7, 2021 to presentfactForm ADV
← M•••••• S•••••• S•••••Advisorregistration: previous registration
Nov 4, 2022 to Jul 25, 2023factForm ADV

Owns (4)

← H••••••••• T•••• L•••••OwnerMANAGING DIRECTOR, CHIEF OPERATING OFFICER, ownership code NA, individual
Aug 13, 2024 to Aug 13, 2024factForm ADV
← S•••••• B••••••• G••••••

Dated events

Occurred
Jul 25, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 15, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 15, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:727c2290-599c-9f58-c3d5-7136440d34e3
First observed: Jun 30, 2021
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.