DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•• F••••• O•••••• L••
Latest filing Jul 2, 2026
First filing on the tape Jun 30, 2021 · 20 filings
SEC status approved since Jul 30, 2021
RAUM
$175M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
100%
$175M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$175M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$175M as of Jul 2, 2026
Mar 24, 2022$123M then
HNW client RAUM$174M as of Jul 2, 2026
Mar 24, 2022$120M then
State-registered IARs (5.B.3)1 as of Jul 2, 2026
Mar 24, 20221 then
Employees (5.A)5 as of Jul 2, 2026
Mar 24, 20222 then
Private funds: no history
RAUM +11% over the last fiscal year+15% a year over threeIARs 2 to 1offices 2 to 1
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $175MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.3MderivedHNW RAUM over HNW clients
- Average account
- $5.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$174M99%
- Individuals$1.1M0.6%
- Individual clients
- n/areported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• G•••••• B•••••Certified Financial Planner | Dallas, Tx | Sep 7, 2021 | 26 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• S•••••• S••••• to T••••• A••••••• S•••••••• I•••Jul 25, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- T•••• G•••••• B••••• from W•••••••• W•••••Sep 7, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• T••••• G•••••• · Managing Member / Founding Partnercontrolsince 06/2021 · owns less than 5%
- B•••••• T••••• G•••••• · Managing Membercontrolsince 07/2021 · owns 75% or more of T•• C••••••• L••
- H••••••••• T•••• L••••• · Managing Director, Chief Operating Officersince 07/2024 · owns less than 5%
- I••••••••• L••••••• P• · Chief Compliance Officer, Vice Presidentsince 06/2023 · owns less than 5%
- S•••••• B••••••• G•••••• · Managing Director, Wealth Advisorsince 06/2024 · owns less than 5%
- W••••• J••••• A• · Managing Director, Wealth Advisor & Portfolio Managersince 11/2023 · owns less than 5%
Entity owners
- T•• C••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Phoenix, AZ1 employees
- Frisco, TX
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Feb 18, 2026discretionary share of RAUM moved from 100.0% to 76.0% between the annual amendments of 2025-03-14 and 2026-02-18peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Other offices · 2 to 1Feb 18, 2026 to Jul 2, 2026
- Accounts · 187 to 35Mar 14, 2025 to Feb 18, 2026
- Advisory employees · 2 to 1Mar 14, 2025 to Feb 18, 2026
- HNW clients · 28 to 21Mar 14, 2025 to Feb 18, 2026
- State-registered IARs · 2 to 1Mar 14, 2025 to Feb 18, 2026
- Discretionary RAUM · $157M to $134MMar 14, 2025 to Feb 18, 2026
- HNW RAUM · $154M to $174MMar 14, 2025 to Feb 18, 2026
- Individual RAUM · $3.0M to $1.1MMar 14, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $0 to $41.6MMar 14, 2025 to Feb 18, 2026
- RAUM · $157M to $175MMar 14, 2025 to Feb 18, 2026
- Accounts · 171 to 187Aug 13, 2024 to Mar 14, 2025
- Advisory employees · 4 to 2Aug 13, 2024 to Mar 14, 2025
- Advisory activities · 2 to 3Aug 13, 2024 to Mar 14, 2025
- Employees · 6 to 5Aug 13, 2024 to Mar 14, 2025
- Financial planning clients · 11-25 to 11-25Aug 13, 2024 to Mar 14, 2025
- State-registered IARs · 3 to 2Aug 13, 2024 to Mar 14, 2025
- Discretionary RAUM · $142M to $157MAug 13, 2024 to Mar 14, 2025
- HNW RAUM · $139M to $154MAug 13, 2024 to Mar 14, 2025
- Individual RAUM · $3.1M to $3.0MAug 13, 2024 to Mar 14, 2025
- RAUM · $142M to $157MAug 13, 2024 to Mar 14, 2025
- Advisory employees · 3 to 4Mar 11, 2024 to Aug 13, 2024
- Employees · 4 to 6Mar 11, 2024 to Aug 13, 2024
- Accounts · 148 to 171Jul 25, 2023 to Mar 11, 2024
- Advisory employees · 2 to 3Jul 25, 2023 to Mar 11, 2024
- HNW clients · 22 to 28Jul 25, 2023 to Mar 11, 2024
- State-registered IARs · 2 to 3Jul 25, 2023 to Mar 11, 2024
- Other offices · 1 to 2Jul 25, 2023 to Mar 11, 2024
- Discretionary RAUM · $116M to $142MJul 25, 2023 to Mar 11, 2024
- HNW RAUM · $114M to $139MJul 25, 2023 to Mar 11, 2024
- Individual RAUM · $1.9M to $3.1MJul 25, 2023 to Mar 11, 2024
- RAUM · $116M to $142MJul 25, 2023 to Mar 11, 2024
- Accounts · 108 to 148Sep 8, 2022 to Mar 24, 2023
- Advisory activities · 3 to 2Sep 8, 2022 to Mar 24, 2023
- HNW clients · 12 to 22Sep 8, 2022 to Mar 24, 2023
- Individual clients · 15.0 to unsetSep 8, 2022 to Mar 24, 2023
- Assets in custody · 122584072.0 to unsetSep 8, 2022 to Mar 24, 2023
- Custody of client assets · true to falseSep 8, 2022 to Mar 24, 2023
- Financial planning clients · 1-10 to 11-25Sep 8, 2022 to Mar 24, 2023
- Discretionary RAUM · $136M to $116MSep 8, 2022 to Mar 24, 2023
- HNW RAUM · $134M to $114MSep 8, 2022 to Mar 24, 2023
Signals
8 dated events
- M•••••• S•••••• S••••• left W•• F••••• O•••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2023-07-10)Jul 25, 2023 · Advisor changed firm · fact
- S•••••• M•••••• S••••• (Chief Compliance Officer) no longer on Schedule A of W•• F••••• O•••••• L•• (listed 2023-05-26, absent 2023-07-25)Jul 25, 2023 · Control person left · inference
- S•••••• M•••••• S••••• (Chief Compliance Officer) appeared on Schedule A of W•• F••••• O•••••• L••Jun 15, 2022 · Control person joined · fact
- L•••• V•••••• R•••• (Chief Compliance Officer) no longer on Schedule A of W•• F••••• O•••••• L•• (listed 2022-03-25, absent 2022-06-15)Jun 15, 2022 · Control person left · inference
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of W•• F••••• O•••••• L•• (listed 2021-06-30, absent 2021-08-02)Aug 2, 2021 · Control person left · inference
- Gregory Tyler Beeson (Managing Member / Founding Partner) appeared on Schedule A of W•• F••••• O•••••• L••Aug 2, 2021 · Control person joined · fact
- L•••• R•••• V•••••• A•••• (Chief Compliance Officer) appeared on Schedule A of W•• F••••• O•••••• L••Aug 2, 2021 · Control person joined · fact
- W••••• P••••••• A•••••••• F••••• O••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W•• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- t•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-945-0888reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 602-837-3838reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wpafamilyofficereportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (214) 945-0888reportedpublic record, Form ADV, Jul 2, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $175Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026