DFX Intelligence

M•••• T•••••• M••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant20 years in industry

M•••• T•••••• M••••• L•••••••

Advisor at F•••••••••

MAPLE GROVE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72a6cabd-97c4-beb7-8b69-2c31acc3b686

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••••	Independent wealth	Oct 23, 2024	n/a	yes	MAPLE GROVE, MN	Current employment
O••••••• B•• W••••• P•••••••	Independent wealth	Sep 1, 2022	Nov 22, 2024	no	Maple Grove, MN\|PARSIPPANY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• B•• W••••• P•••••••	F•••••••••	Nov 22, 2024	Oct 23, 2024	-30	Firm change	RIA to new firm
N••••••••• M••••• I••••••••• S•••••••••	O••••••• B•• W••••• P•••••••	Aug 9, 2022	Sep 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
318366:332831:NJ:2024-11-22	Nov 22, 2024	Oct 23, 2024	PARSIPPANY, NJ	Firm change

Relationships

Registered with (3)

→ F•••••••••Registered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ O••••••• B•• W••••• P•••••••Registered adviserregistration: previous registration
Sep 1, 2022 to Nov 22, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 4, 2013 to Aug 9, 2022factForm ADV

Dated events

Occurred
Nov 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72a6cabd-97c4-beb7-8b69-2c31acc3b686
First observed: Nov 4, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.