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RIA / WealthAdvisor33 years in industry

LESLIE JAY WOLFSON

Advisor at WOLFSON WEALTH MANAGEMENT

ISELTON, CA

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Search this name across graphsid dfx:ria:72a873fe-d7c1-5f41-5f08-a7ed6873eaff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOLFSON WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 4, 1993
First registration: Jul 8, 1997
Dual registered: no
Other names: LES JAY WOLFSON|LESLIE JAY WOLFSON|LES J WOLFSON
IAPD individual key: 1113801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOLFSON WEALTH MANAGEMENT	State registered	Jun 12, 2024	n/a	yes	ISELTON, CA	Current employment
WOLFSON WEALTH MANAGEMENT	State registered	Jun 22, 2010	Dec 31, 2010	no	ISLETON, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 30, 2010	no	Stockton, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	STOCKTON, CA\|ISLETON, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 17, 2004	Apr 2, 2007	no	ISLETON, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Oct 4, 2004	no	ISLETON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WOLFSON WEALTH MANAGEMENT	Jun 30, 2010	Jun 22, 2010	-8	Firm change	Wirehouse to state RIA
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Oct 4, 2004	Sep 17, 2004	-17	Firm change	Other

Relationships

Registered with (5)

→ WOLFSON WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 22, 2010 to Dec 31, 2010factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 30, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 17, 2004 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Oct 4, 2004factForm ADV

Dated events

No dated event names this entity yet.