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Registered advisor
L••••• J•• W••••••
Feed of 09/14/2026
Also filed as Les Jay W••••••
At current firm
2 y
since Jun 12, 2024
In the industry
33 y
since Mar 4, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••••• W••••• M••••••••• state registered currentsince Jun 12, 2024 · Iselton, Ca
- W•••••• W••••• M••••••••• state registeredJun 22, 2010 to Dec 31, 2010 · Isleton, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 30, 2010 · Stockton, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Stockton, Ca
- M••••• S•••••• D• I••• unclassifiedSep 17, 2004 to Apr 2, 2007 · Isleton, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Oct 4, 2004 · Isleton, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••••• W••••• M•••••••••left Jun 30, 2010, registered Jun 22, 2010 (-8 days) · Wirehouse to a state-registered adviser
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Oct 4, 2004, registered Sep 17, 2004 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address