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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

PATRICK DAVID MOSSMAN

Advisor at LPL FINANCIAL LLC

KERRVILLE, TX

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Search this name across graphsid dfx:ria:72a8b40a-76d8-d72a-a19e-d698873c9fa9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 22, 2000
First registration: May 25, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4086815

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	KERRVILLE, TX	Current employment
MOSSMAN FINANCIAL SOLUTIONS LLC	n/a	Jun 20, 2013	Dec 31, 2023	no	KERRVILLE, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 13, 2009	Jul 10, 2025	no	HOUSTON, TX\|KERRVILLE, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 16, 2009	no	KERRVILLE, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	May 25, 2001	Apr 2, 2007	no	KERRVILLE, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	MOSSMAN FINANCIAL SOLUTIONS LLC	Jul 10, 2025	Jun 20, 2013	-4,403	Firm change after gap	Other
MOSSMAN FINANCIAL SOLUTIONS LLC	LPL FINANCIAL LLC	Dec 31, 2023	Jul 10, 2025	557	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	NEXT FINANCIAL GROUP, INC.	Mar 16, 2009	Mar 13, 2009	-3	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 13, 2009 to Jul 10, 2025factForm ADV
→ MOSSMAN FINANCIAL SOLUTIONS LLCRegistered adviserregistration: previous registration
Jun 20, 2013 to Dec 31, 2023factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 16, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 25, 2001 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
Patrick David Mossman left Next Financial Group, Inc. for Mossman Financial Solutions Llc (registered 2013-06-20)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Patrick David Mossman left Mossman Financial Solutions Llc for Lpl Financial Llc (registered 2025-07-10)
Form ADVobserved 5 days ago